Fee Based Advisory Model

Distinction between a "Fee Based Registered Financial Advisor" & "Financial Broker"

A "Financial Broker", is an individual who is associated with a broker dealer. A financial broker get compensated by collecting a commission or a sales charge paid on the trade or product. The fiduciary responsibility of a financial broker is limited to  the time of the sale.

VS.
A " Fee only Registered Financial Advisor" is an individual or a firm that is registered with the S.E.C. or the state and provides financial advisory services on an ongoing  basis to its clients for a fee based on the percentage of assets under management. Such advisors are paid only by their clients and do not collect a commission or sales charge from third parties. 


Parks Capital is proud to be a 100% fee based investment advisory firm ...

  So what does this mean for our clients ?

  • Our clients pay $0 for trading any kind of financial instrument
  • There is no minimum account fee 
  • Mutual fund trades are without any sales charge or commissions
  • We do not receive compensation from any third party affiliates 
  • Our clients pay us a small percentage of their total assets managed by us
  • In summary, we have aligned our goals and interests with the goals and interests of our clients, we only trade when it is for the benefit of our clients and we only buy what is best suited to meet the client's long term financial goal
"No matter how big or how small your account is, we take care of it as if its our own... "


"The only way we make more money is if our clients make more money..."

 We take pride in our service ... 

  • Planning Services 
  • Implementation Services 
  • Budgeting & Personal Financial Consulting Services 
  • Retirement & Event Planning Services 
  • Risk Management Services 
  • Portfolio Management Services